Institution Settlement

Job Summary

•    Operations Department provides middle to back office support functions to various business units of the company e.g. confirmation and settlement of all equity, debt, mutual fund, global investment, derivatives trading activities both listed in TFEX and OTC as well as investment banking transactions. 
•    The Department aims to be a partner with business units and is committed to provide efficient support services on a timely manner with accurate information and in compliance with applicable law and regulations.
•    The successful candidate will directly report to Head of Cash & Settlement team and be exposed to stock borrowing (SBL), portfolio swap, onshore equity products listed in SET and offshore equity product.
 

Role and Responsibilities / หน้าที่ความรับผิดชอบ

•    Handle all trades processing, confirmation and settlement of stock borrowing (SBL), portfolio swap, onshore equity products listed in SET and offshore equity product.
•    Handle pending and failed settlement
•    Handle cash collateral deposit, transfer and withdrawal as well as monitor cash movement transaction in order to prevent money laundering activities
•    Handle securities deposit, transfer and withdrawal
•    Handle trade allocation and trade error approval
•    Provide regulatory reports or any reports as per audit request and client request
•    Identify and implement process improvements while work with IT team for system development and enhancement in the area of responsibility
•    Handle new business product, new project related to Institutional Client Settlement

Qualifications / คุณสมบัติ

•    Bachelor’s/ Master’s degree in Business Administration, Finance, Accounting, Economics or other business related field
•    3-4 years of experience in the back office and operations area in equity, global investment business or background in custodian, preferably in securities is an advantage
•    Good command of written and spoken English 
•    Pleasant personality with service mind, energetic, enthusiastic and a good team player
•    Highly competent in administrative tasks
•    Able to work under pressure and work proactively with can do attitude
•    Must possess good judgement, logical thinking and ability to multi-task

Specific knowledge and skill / ความรู้เฉพาะตำแหน่ง